Investment Management

Investment Management

We manage individualized portfolios for our clients on a discretionary basis based on their specific investment objectives.

As an independent, boutique investment adviser, we offer no proprietary products and are under no pressure to recommend or invest in any specific security or investment product.

Investment Style

Our style is flexible, value oriented and risk averse. In determining asset allocation, we take a “top-down,” global, multi-asset class approach to managing portfolios. In doing so, we attempt to gauge a number of factors including valuation, momentum, sentiment and liquidity. We believe the successful application of this approach is effective in generating strong returns – especially on a risk-adjusted basis.

Investment Approach

We approach portfolio management as a continuous process and do not subscribe to the notion of scheduled portfolio rebalancing based on some target allocation. We evaluate the investment environment on an ongoing basis and make changes to our clients’ portfolios as conditions evolve.

The implementation of our strategies varies depending on a number of factors, including:

We seek to identify and invest in markets, asset classes and securities which we believe present an opportunity for strong risk-adjusted returns.

Investment Strategy

Deliver strong risk-adjusted investment returns by:

Investment Framework

Investment Implementation

Asset Classes

  • Equities
  • Fixed-Income
  • Real Assets

Security Types

  • Individual Equities (stocks)
  • Individual Fixed-Income Securities (bonds)
  • Open-End Mutual Funds
  • Exchange-Traded Funds
  • Closed-End Mutual Funds

As of December 31, 2023, we manage approximately $362 million for individuals, institutions, retirement plans and non-profit organizations.